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SB496Introduced in the Senate

Relative to supervision and registration requirements for associates of broker-dealers.

Passed

Introduced by Tim McGough, District 11

What does this bill do?

Plain-English breakdown

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Official description

Relative to supervision and registration requirements for associates of broker-dealers.

Where it stands

Signed by the Governor on 06/19/2026; Chapter 189; Effective 06/19/2026

June 24, 2026

How did lawmakers vote?

No recorded vote is available for this bill yet.

Bill history

  1. Introduced 01/07/2026 and Referred to Commerce; Senate Journal 1

  2. Hearing: 01/27/2026, Room 100, State House, 10:00 am; Senate Calendar 1

  3. Committee Report: Ought to Pass, 02/19/2026; Vote 4-0; Consent Calendar; Senate Calendar 6

  4. Ought to Pass: Motion Adopted, Voice Vote; OT3rdg; 02/19/2026; Senate Journal 4

  5. Introduced (in recess of) 02/19/2026 and referred to Commerce and Consumer Affairs House Journal 5 P. 124

  6. Subcommittee Work Session: 04/08/2026 10:00 am GP 229

  7. Public Hearing: 04/07/2026 01:45 pm GP 159

  8. Subcommittee Work Session: 04/21/2026 01:15 pm GP 229

  9. Executive Session: 04/29/2026 10:00 am GP 229

  10. Committee Report: Ought to Pass 04/29/2026 (Vote 15-0; Consent Calendar) House Calendar 19 P. 7

  11. Ought to Pass: Motion Adopted Voice Vote 05/14/2026 House Journal 13 P. 2

  12. Enrolled Adopted, Voice Vote, (In recess 06/04/2026); Senate Journal 14

  13. Enrolled (in recess of) 06/04/2026 House Journal 15 P. 43

  14. Signed by the Governor on 06/19/2026; Chapter 189; Effective 06/19/2026

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